Audit Plan for Fiscal Year Ending 6/30/07

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Audit Topic                                                                                                                                                         Status           
Review of Student Financial Aid Compliance Complete
Review of Compliance with Information Privacy standards:
HIPAA Privacy Complete
HIPAA Security Complete
Graham Leach – Bliley Complete
FERPA Complete
Review of the Self-Assessment of Internal Controls (from the Office of State Controller for FY 06) Complete
Review of Carry-Forward and Lapsed Salary usage (FY 06) Complete
Construction Management Audit – COE building project Complete
Assessment of institutional insurance coverage adequacy Deferred
Audit of selected research grants with high EPA hazard potential Not Conducted
Review of access control processes in FM and HRL Not Conducted
Review of endowment and gift administration (Office of University Development and selected Academic Departments) Complete
Review Reconciliations of bank and clearing accounts Complete
Review University-wide computer disposal/data cleaning procedures Deferred
Audit Petty Cash and Change Funds in selected departments Complete
NCAA Compliance (selected topics) Complete
Review of IT Disaster Recovery Plan Complete
Review of Banner access verification procedures Complete
Review of procedures for reporting missing property for SBI compliance Complete
Review of the Self-Assessment of Internal Controls (from the Office of State Controller for FY 07) Complete
Review of Carry-Forward and Lapsed Salary usage (FY 07) Complete