Fiscal Year Ending 6/30/2013

Audit TopicStatus
External Assessment (QUALITY ASSURANCE REVIEW)Complete
Follow-up to Review of IT General ControlsDeferred to FY14
IRB/IACUC process and proceduresComplete
Compliance with NCAA Standards on RecruitingDeferred
MCD/Home Internet Reimbursement VerificationComplete
Admin Operations Review – College of Liberal Arts & SciencesComplete
Restricted Gifts/FundraisingComplete
FY2013 Internal Controls Self Assessment ReviewComplete
Restricted Data Use Agreements VerificationsComplete
FY2013 Lapse Salary ReviewCanceled
Follow-up to OSA audit report on Financial AidComplete
Annual Purchase Card Transactions ReviewComplete
Unplanned #1 – Suspecrted Financial Aid FraudComplete
Unplanned #2 – Suspected Construction Contract Fraud follow-upComplete
Unplanned #3 – Suspected Inappropriate Purchasing ActivityComplete
Unplanned #4 – Department ADmin Operations Advisory EngagementComplete
Unplanned #5 – Department Director Transition AssistanceComplete
Unplanned #6 – Suspected Misuse of ComputersComplete
Unplanned #7 – Suspected Misuse of LeaveComplete
Outsourced Projects
Construction audit – Phase X and PORTAL InterimComplete
Related Projects outside Internal Audit
Recharge Unit Operations (by Grants and Contracts)Complete
IT Technical Controls (by ITS)Deferred to FY14